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PUN Yung Yin

潘用賢
CE BJC895Licensed IndividualResponsible OfficerSFO licence active

PUN Yung Yin (CE number BJC895) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGoing Securities Limited
高盈證券有限公司

Licence Record (13)