Going Securities Limited
高盈證券有限公司
CE BPS863Licensed Corporation
Going Securities Limited is a Hong Kong SFC licensed corporation (CE number BPS863). First licensed on 2020-12-30. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2022-06-30 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2020-12-30 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2023-06-13 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2020-12-30 |
| RA 9 | Asset Management | 提供資產管理 | 2023-06-13 |