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XU Dan

許丹
CE BJC231Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Dan (CE number BJC231) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Futures International Company Limited
中信期貨國際有限公司
RepresentativeCITIC CFI Securities Company Limited
中信信期國際證券有限公司

Licence Record (3)

2022-06-15 – present Current
CITIC CFI Securities Company Limited Rep
RA 1 RA 4
2019-08-23 – present Current
CITIC Futures International Company Limited RO
RA 2 RA 5
2017-02-22 – 2020-07-06
CITIC Futures International Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJC231