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YAM Chung Wai

任仲為
CE BIV276Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAM Chung Wai (CE number BIV276) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWan Lung Securities Limited
萬隆證券有限公司

Licence Record (9)

2025-11-20 – present Current
Wan Lung Securities Limited RO
RA 1 RA 4 RA 9
2025-10-22 – 2025-11-20
Wan Lung Securities Limited Rep
RA 1 RA 4 RA 9
2024-02-20 – 2025-06-20
Keptain Securities and Asset Management Limited RO
RA 4 RA 9
2020-06-04 – 2023-03-09
Lucky Guosheng Securities Limited Rep
RA 1 RA 4 RA 9
2018-03-05 – 2019-09-27
Sinostar Asset Management Limited Rep
RA 4 RA 9
2018-02-07 – 2019-09-27
Sinostar Securities Limited Rep
RA 1
2017-09-05 – 2018-02-01
SR Wealth Securities Limited Rep
RA 1
2016-12-28 – 2017-08-25
Success Securities Limited Rep
RA 1
2016-12-28 – 2017-08-25
Success Futures and Foreign Exchange Limited Rep
RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIV276