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QUAN King Yut

關敬一
CE BIL826Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QUAN King Yut (CE number BIL826) is an individual licensed by the Hong Kong SFC. First licensed on 2016-10-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGBA Capital Management Limited
大灣區資本管理有限公司

Licence Record (4)

2022-06-16 – present Current
GBA Capital Management Limited RO
RA 4 RA 9
2019-05-21 – 2021-07-22
HAI Smart Alpha Limited RO
RA 9
2017-10-10 – 2018-01-04
CMB International Securities Limited Rep
RA 1
2016-10-31 – 2017-09-15
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIL826