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LIU Yi

劉怡
CE BIJ193Licensed IndividualSFO licence active
Official SFC record

LIU Yi (CE number BIJ193) is an individual licensed by the Hong Kong SFC. First licensed on 2016-10-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (2)

2022-08-31 – present Current
CMB International Securities Limited Rep
RA 1
2016-10-13 – 2021-02-26
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIJ193