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SUN Kaiwen

孫凱文
CE BIH180Licensed IndividualSFO licence active
Official SFC record

SUN Kaiwen (CE number BIH180) is an individual licensed by the Hong Kong SFC. First licensed on 2016-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (3)

2022-03-31 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2018-10-02 – 2021-06-18
CCB International Securities Limited Rep
RA 4
2016-10-05 – 2018-09-07
Quam Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIH180