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XIA Junhua

夏俊華
CE BIE681Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIA Junhua (CE number BIE681) is an individual licensed by the Hong Kong SFC. First licensed on 2016-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNinety One Hong Kong Limited
晉達資產管理香港有限公司

Licence Record (4)

2021-12-13 – present Current
Ninety One Hong Kong Limited RO
RA 1 RA 4
2021-06-24 – 2021-12-13
Ninety One Hong Kong Limited Rep
RA 1 RA 4
2020-07-20 – 2021-05-01
RBC Global Asset Management (Asia) Limited RO
RA 1 RA 4
2016-10-05 – 2020-08-27
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIE681