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HON Ian Tin-yeung

韓天洋
CE BIC957Licensed IndividualSFO licence active
Official SFC record

HON Ian Tin-yeung (CE number BIC957) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCapula Investment Management Asia Limited

Licence Record (4)

2023-09-19 – present Current
Capula Investment Management Asia Limited Rep
RA 1 RA 9
2022-03-07 – 2023-07-19
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2021-02-22 – 2022-01-27
Macquarie Markets Trading Limited Rep
RA 1
2016-09-30 – 2018-08-31
MCG Management Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIC957