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WANG Yao

王遥
CE BHZ686Licensed IndividualSFO licence active
Official SFC record

WANG Yao (CE number BHZ686) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCompagnie d'Investissements et de Gestion Privee (Hong Kong) Limited

Licence Record (3)

2020-09-18 – present Current
Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-03-05 – 2020-08-13
Ark Group Holdings (Hong Kong) Limited Rep
RA 1 RA 4
2016-09-30 – 2018-01-19
China Merchants Securities (HK) Co., Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHZ686