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ZHUANG Yiyang

庄亦洋
CE BHY685Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHUANG Yiyang (CE number BHY685) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUBS Securities Hong Kong Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (5)

2021-06-18 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2018-06-27 – 2021-05-26
CLSA Limited Rep
RA 1 RA 4
2018-06-27 – 2021-05-26
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2017-05-26 – 2018-05-31
SPDB International Capital Limited Rep
RA 1 RA 6
2016-09-08 – 2017-03-17
oOo Securities (HK) Group Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHY685