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GUENIER Alix Long Daniel

CE BHX737Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUENIER Alix Long Daniel (CE number BHX737) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerT.F.S. Derivatives HK Limited

Licence Record (5)

2026-02-13 – present Current
T.F.S. Derivatives HK Limited RO
RA 1 RA 2
2022-10-27 – 2025-10-27
ICAP Securities Hong Kong Limited RO
RA 1 RA 2
2019-10-14 – 2022-10-27
ICAP Securities Hong Kong Limited Rep
RA 1 RA 2
2017-08-04 – 2026-02-13
T.F.S. Derivatives HK Limited Rep
RA 1 RA 2
2016-08-19 – 2017-07-03
Leonteq Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHX737