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LI Yuan

李原
CE BHV442Licensed IndividualSFO licence active
Official SFC record

LI Yuan (CE number BHV442) is an individual licensed by the Hong Kong SFC. First licensed on 2016-07-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (3)

2024-08-01 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2018-06-13 – 2021-02-11
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6
2016-07-22 – 2018-02-27
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHV442