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LEE Ho

李浩
CE BHN975Licensed IndividualSFO licence active
Official SFC record

LEE Ho (CE number BHN975) is an individual licensed by the Hong Kong SFC. First licensed on 2016-05-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (9)

2023-11-14 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2023-11-14 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2019-01-16 – 2023-10-24
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2018-02-09 – 2018-04-23
China Merchants Futures (HK) Co., Limited Rep
RA 2 RA 5
2017-09-04 – 2023-10-24
China Everbright Securities (HK) Limited Rep
RA 1
2017-09-04 – 2023-10-24
China Everbright Forex & Futures (HK) Limited Rep
RA 2 RA 3
2017-02-14 – 2023-10-24
CES Forex (HK) Limited Rep
RA 3
2016-05-31 – 2023-10-24
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2016-05-31 – 2023-10-24
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHN975