Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LOCK Chun Wai

駱俊瑋
CE BHN005Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LOCK Chun Wai (CE number BHN005) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerYunfeng Financial Markets Limited
雲鋒金融市場有限公司
Responsible OfficerYunfeng Securities Limited
雲鋒證券有限公司

Licence Record (9)

2026-05-07 – present Current
Yunfeng Financial Markets Limited RO
RA 1
2026-05-07 – present Current
Yunfeng Securities Limited RO
RA 1
2025-01-09 – 2025-11-30
uSmart Securities Limited RO
RA 1
2022-07-14 – 2025-01-09
uSmart Securities Limited Rep
RA 1
2021-04-09 – 2026-05-07
Yunfeng Financial Markets Limited Rep
RA 1
2021-04-09 – 2026-05-07
Yunfeng Securities Limited Rep
RA 1
2018-04-23 – 2019-01-25
iBest Investment Services Limited Rep
RA 3
2017-05-17 – 2019-01-15
iBest Consultants Limited Rep
RA 1
2016-06-17 – 2019-03-01
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHN005