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LEE Vivian

李瑋琳
CE BHC391Licensed IndividualSFO licence active
Official SFC record

LEE Vivian (CE number BHC391) is an individual licensed by the Hong Kong SFC. First licensed on 2016-03-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Representativeabrdn Hong Kong Limited
安本香港有限公司

Licence Record (4)

2025-03-24 – present Current
abrdn Hong Kong Limited Rep
RA 1 RA 4
2022-09-20 – 2025-03-08
Allfunds Hong Kong Limited Rep
RA 1 RA 4
2016-03-03 – 2018-05-09
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2016-03-03 – 2018-05-09
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHC391