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LAI Kwok Kei

黎國基
CE BGZ923Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Kwok Kei (CE number BGZ923) is an individual licensed by the Hong Kong SFC. First licensed on 2016-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInfini Capital Management Limited
無極資本管理有限公司

Licence Record (6)

2025-11-11 – present Current
Infini Capital Management Limited RO
RA 9
2023-10-18 – 2025-09-18
Pando Finance Limited RO
RA 1 RA 4 RA 9
2023-09-05 – 2025-02-12
Pando Finance Limited Rep
RA 1 RA 4 RA 9
2020-05-12 – 2023-07-31
Upmax Securities Limited RO
RA 1
2019-09-18 – 2023-07-31
Upmax Securities Limited Rep
RA 1 RA 9
2016-04-01 – 2019-08-31
M Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGZ923