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LU Xuan

魯璇
CE BGR131Licensed IndividualSFO licence active
Official SFC record

LU Xuan (CE number BGR131) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoseidon Capital Limited

Licence Record (2)

2026-07-15 – present Current
Poseidon Capital Limited Rep
RA 9
2015-12-17 – 2016-08-11
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGR131