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LAI Chuk Man

賴祝文
CE BGQ765Licensed IndividualSFO licence active
Official SFC record

LAI Chuk Man (CE number BGQ765) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Everbright Global Investment Advisors Company Limited
中國光大控股國際投資顧問有限公司

Licence Record (4)

2021-07-30 – present Current
China Everbright Global Investment Advisors Company Limited Rep
RA 1 RA 4 RA 6
2020-12-08 – 2021-06-05
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2017-07-06 – 2020-11-13
Mizuho Securities Asia Limited Rep
RA 1 RA 4 RA 6
2015-12-10 – 2015-12-12
ABCI Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGQ765