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WANG Ce

王策
CE BGM423Licensed IndividualSFO licence active
Official SFC record

WANG Ce (CE number BGM423) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (3)

2021-11-25 – present Current
CLSA Limited Rep
RA 1
2021-11-25 – present Current
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2015-11-16 – 2021-10-12
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGM423