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WEN Xiao

文晓
CE BGL467Licensed IndividualSFO licence active
Official SFC record

WEN Xiao (CE number BGL467) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (4)

2022-04-06 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 6
2018-01-15 – 2018-08-01
BOCOM International Securities Limited Rep
RA 4
2016-09-30 – 2017-12-15
China Vered Asset Management (Hong Kong) Limited Rep
RA 4
2015-11-05 – 2016-05-31
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGL467