Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

DING Mao

丁茂
CE BGI315Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DING Mao (CE number BGI315) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGoldbridge Securities Limited
金橋證券有限公司

Licence Record (6)

2024-10-21 – present Current
Goldbridge Securities Limited RO
RA 1 RA 4
2023-11-14 – 2024-10-21
Goldbridge Securities Limited Rep
RA 1 RA 4
2020-03-24 – 2021-10-26
Kaisa Asset Management Limited Rep
RA 4
2020-02-24 – 2021-10-26
Kaisa Financial Group Company Limited Rep
RA 1
2019-04-09 – 2019-10-14
Donghai International Securities (Hong Kong) Limited Rep
RA 1
2015-11-04 – 2017-09-15
Founder Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGI315