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TUNG Kai Ah

董啟亞
CE BGH919Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TUNG Kai Ah (CE number BGH919) is an individual licensed by the Hong Kong SFC. First licensed on 2016-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWang On Asset Management Limited
宏安資產管理有限公司
Responsible OfficerWang On Securities Limited
宏安證券有限公司

Licence Record (16)

2025-07-07 – present Current
Wang On Asset Management Limited RO
RA 4 RA 9
2024-08-20 – present Current
Wang On Securities Limited RO
RA 1
2024-08-15 – 2024-08-20
Wang On Securities Limited Rep
RA 1
2022-02-09 – 2024-01-04
South China Securities Limited RO
RA 1
2022-02-09 – 2024-01-04
South China Research Limited RO
RA 4
2022-02-09 – 2024-01-04
South China Investment Management Limited RO
RA 9
2021-11-22 – 2022-02-09
South China Securities Limited Rep
RA 1
2021-11-22 – 2022-02-09
South China Research Limited Rep
RA 4
2021-11-22 – 2022-02-09
South China Investment Management Limited Rep
RA 9
2021-09-24 – 2021-10-29
Frontier Capital Management Limited RO
RA 1 RA 4 RA 9
2020-07-24 – 2021-07-02
Delta Asia Financial Futures Limited Rep
RA 2 RA 5
2020-06-26 – 2021-07-02
Delta Asia Securities Limited RO
RA 1 RA 4
2020-06-26 – 2021-07-02
Delta Asia Wealth Management Limited RO
RA 4 RA 9
2020-06-01 – 2020-06-26
Delta Asia Securities Limited Rep
RA 1 RA 4
2020-06-01 – 2020-06-26
Delta Asia Wealth Management Limited Rep
RA 4 RA 9
2016-03-07 – 2019-08-07
Tian Yuan Finance Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGH919