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SHEN Xin

沈昕
CE BGH442Licensed IndividualSFO licence active
Official SFC record

SHEN Xin (CE number BGH442) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (3)

2023-09-21 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2023-09-21 – present Current
GF Capital (Hong Kong) Limited Rep
RA 6
2015-10-19 – 2022-11-22
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGH442