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XIANG Zhao

項釗
CE BGG009Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIANG Zhao (CE number BGG009) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChangfeng Asset Management Limited
長風資產管理有限公司

Licence Record (4)

2025-06-26 – present Current
Changfeng Asset Management Limited RO
RA 4 RA 9
2015-09-21 – 2024-06-07
Haitong International Investment Managers Limited Rep
RA 1 RA 4 RA 9
2015-09-21 – 2024-06-07
Haitong International Asset Management (HK) Limited Rep
RA 4 RA 5 RA 9
2015-09-21 – 2020-12-09
Haitong International Asset Management Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGG009