Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHU Anyang

朱安陽
CE BGF976Licensed IndividualSFO licence active
Official SFC record

ZHU Anyang (CE number BGF976) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (3)

2025-10-14 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2015-09-17 – 2017-03-20
CLSA Limited Rep
RA 1 RA 4
2015-09-17 – 2017-03-20
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGF976