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CHENG Cheng

程成
CE BGE030Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Cheng (CE number BGE030) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (7)

2022-07-27 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1
2022-04-07 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4 RA 6
2021-12-24 – 2022-02-15
TFI Securities and Futures Limited RO
RA 1
2021-10-29 – 2021-12-24
TFI Securities and Futures Limited Rep
RA 1
2020-06-12 – 2021-09-29
Zhongtai International Securities Limited RO
RA 1
2017-01-25 – 2020-06-12
Zhongtai International Securities Limited Rep
RA 1
2015-09-15 – 2017-01-25
Zhongtai International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGE030