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LAM Chi Yip

林志業
CE BGB719Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Chi Yip (CE number BGB719) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGoing International Asset Management Limited
高盈國際資產管理有限公司

Licence Record (6)

2023-04-19 – 2026-03-17
Jone Portman Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2019-08-21 – 2022-06-30
KGI Asia Limited Rep
RA 1 RA 4
2019-08-21 – 2022-06-30
KGI Futures (Hong Kong) Limited Rep
RA 2 RA 5
2019-08-21 – 2022-06-30
KGI Asset Management Limited Rep
RA 9
2015-11-09 – 2019-06-30
CES Commodities (HK) Limited Rep
RA 2
2015-08-25 – 2019-06-30
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB719