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LIU Yingxi

劉盈熙
CE BFZ062Licensed IndividualSFO licence active
Official SFC record

LIU Yingxi (CE number BFZ062) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGrand Alliance Asset Management Limited
浩成資產管理有限公司

Licence Record (2)

2017-10-13 – present Current
Grand Alliance Asset Management Limited Rep
RA 9
2015-08-10 – 2017-09-29
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFZ062