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LIN Tawei, Joseph

林達崴
CE BFW676Licensed IndividualSFO licence active
Official SFC record

LIN Tawei, Joseph (CE number BFW676) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMoody's Investors Service Hong Kong Limited

Licence Record (5)

2022-11-21 – present Current
Moody's Investors Service Hong Kong Limited Rep
RA 10
2020-03-30 – 2022-08-19
CLSA Limited Rep
RA 1
2020-03-30 – 2022-08-19
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2017-05-17 – 2020-02-11
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2015-07-27 – 2017-04-07
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFW676