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WU Yan

吳彥
CE BFW634Licensed IndividualSFO licence active
Official SFC record

WU Yan (CE number BFW634) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (4)

2023-01-17 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2023-01-17 – present Current
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2018-04-13 – 2019-01-21
Soochow Securities International Brokerage Limited Rep
RA 4
2015-07-24 – 2018-02-26
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFW634