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ZHU Haokang

朱皓康
CE BFU118Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Haokang (CE number BFU118) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSolomon JFZ (Asia) Holdings Limited
華贏東方(亞洲)控股有限公司

Licence Record (9)

2026-01-08 – present Current
Solomon JFZ (Asia) Holdings Limited RO
RA 1 RA 4 RA 9
2025-01-22 – 2025-07-02
China Asset Management (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2024-04-16 – 2025-01-22
China Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2023-07-06 – 2024-03-29
Holly International Financial Holdings Limited Rep
RA 1 RA 2
2023-01-27 – 2024-03-29
Holly International Asset Management Company Limited Rep
RA 4 RA 9
2020-06-12 – 2022-10-13
Dongxing Securities (Hong Kong) Asset Management Company Limited Rep
RA 4 RA 9
2016-10-11 – 2020-03-03
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2015-07-14 – 2020-03-03
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4
2015-07-14 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFU118