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LO Chun Yin, Boris

盧俊賢
CE BFT727Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Chun Yin, Boris (CE number BFT727) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-10. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAQR Capital Management (Asia) Limited

Licence Record (4)

2022-09-02 – present Current
AQR Capital Management (Asia) Limited RO
RA 1
2017-08-22 – 2022-09-02
AQR Capital Management (Asia) Limited Rep
RA 1
2016-09-13 – 2017-06-24
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1
2015-07-10 – 2017-04-01
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFT727