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ZHANG Jin

張瑾
CE BFS725Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Jin (CE number BFS725) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Asset Management Company Limited
中信建投(國際)資產管理有限公司
RepresentativeChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司

Licence Record (6)

2024-04-12 – present Current
China Securities (International) Asset Management Company Limited RO
RA 4 RA 9
2022-09-05 – present Current
China Securities (International) Brokerage Company Limited Rep
RA 1
2022-09-05 – 2024-04-12
China Securities (International) Asset Management Company Limited Rep
RA 4 RA 9
2017-09-11 – 2022-07-12
SPDB International Investment Management Limited Rep
RA 4 RA 9
2016-09-26 – 2017-06-09
Leading Securities Company Limited Rep
RA 1 RA 4 RA 9
2015-06-29 – 2016-09-02
Ark Group Holdings (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFS725