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NG Yat Tin

吳日天
CE BFN536Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Yat Tin (CE number BFN536) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerABCI Capital Limited
農銀國際融資有限公司
RepresentativeABCI Capital Limited
農銀國際融資有限公司

Licence Record (2)

2020-06-24 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2015-05-28 – 2020-06-06
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFN536