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KAN Siu Chung

簡兆聰
CE BFJ639Licensed IndividualSFO licence active
Official SFC record

KAN Siu Chung (CE number BFJ639) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMorningstar Investment Management Asia Limited

Licence Record (5)

2023-05-08 – present Current
Morningstar Investment Management Asia Limited Rep
RA 4
2021-09-24 – 2022-07-15
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4
2019-05-10 – 2021-08-29
JPMorgan Funds (Asia) Limited Rep
RA 4
2019-01-01 – 2019-05-02
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4
2015-05-14 – 2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFJ639