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SONG Se Han

CE BFE217Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SONG Se Han (CE number BFE217) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShikhara Capital (Hong Kong) Private Limited

Licence Record (4)

2024-06-14 – present Current
Shikhara Capital (Hong Kong) Private Limited RO
RA 1 RA 2 RA 4 RA 9
2023-04-27 – 2024-01-12
Mirae Asset Global Investments (Hong Kong) Limited RO
RA 4 RA 9
2020-03-06 – 2023-04-27
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 4 RA 9
2015-03-30 – 2017-06-01
First Sentier Investors (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFE217