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CHENG Sharon

鄭熙蘊
CE BFB173Licensed IndividualSFO licence active
Official SFC record

CHENG Sharon (CE number BFB173) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (3)

2017-12-07 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2016-07-15 – 2017-08-23
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2015-03-11 – 2016-04-21
Barclays Capital Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFB173