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LIU Steven

CE BEZ294Licensed IndividualSFO licence active
Official SFC record

LIU Steven (CE number BEZ294) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAspex Management (HK) Limited

Licence Record (3)

2023-09-01 – present Current
Aspex Management (HK) Limited Rep
RA 9
2016-12-09 – 2019-05-31
Elliott Advisors (HK) Limited Rep
RA 9
2015-02-16 – 2016-10-13
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEZ294