Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

PROUDLOCK Timothy Laurence

彭樂添
CE BEZ154Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PROUDLOCK Timothy Laurence (CE number BEZ154) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSt. James's Place (Hong Kong) Limited

Licence Record (4)

2017-07-20 – present Current
St. James's Place (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2021-08-03 – 2024-07-02
Capstone Financial (HK) Limited RO
RA 4 RA 9
2016-02-11 – 2017-07-20
St. James's Place (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2015-03-12 – 2016-01-18
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEZ154