St. James's Place (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAV439). First licensed on 2005-06-14. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2012-02-14 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-06-14 |
| RA 9 | Asset Management | 提供資產管理 | 2015-10-30 |
| CE No. | Name | Chinese |
|---|---|---|
| AHP447 | HENNECKE Martin Wolfgang | |
| AQC490 | WICKHAM Oliver Jeremy | |
| BEZ154 | PROUDLOCK Timothy Laurence | 彭樂添 |
| CE No. | Name | Chinese |
|---|---|---|
| AAG731 | KELLY Andrew Richard | |
| ADM299 | JEFFREYS Nicholas Vaughan | |
| ADO332 | GOLLOP Stephen Philip | |
| ADW074 | LONEY Joanne | |
| AMC022 | LAI Kam Wah, Winston | 黎錦華 |
| AMU103 | GALVIN Julian | 嘉駿昂 |
| ANT967 | BYRNE Maghnus Patrick | |
| AQC491 | BRADY Paul | |
| ART061 | DAVIES Justin Paul | |
| AZG717 | CHEUNG Lai King, Kitty | 張麗琼 |
| BCF390 | BROOKS Christopher John Coram | |
| BDI772 | COLEMAN Eleanor Marie | |
| BER026 | KRUIS William David Leo | |
| BFA114 | WARNER James William | |
| BFC254 | TAWN Andrew John | |
| BGN176 | PUTNAM Stephen Peter | |
| BHL326 | ROBINSON Claire | |
| BHY430 | JENKINS Ryan | |
| BKK593 | CRAMER Reuben Saul | |
| BLC914 | JACKSON Nicholas Mark | |
| BLI623 | KARIA Kishan | |
| BMT303 | SCHOLTZ Frederick David | |
| BNH474 | JALIF Jasmine | |
| BNT993 | O'LEARY Jason Sean | |
| BOI736 | VINNER Deep Singh | |
| BPJ630 | RANKIN Stuart James | |
| BPS141 | LLOYD Matthew Peter | |
| BPU518 | ILLINGWORTH Piers | |
| BQF161 | LEE Trevor Cheuk Him | 李卓謙 |
| BQV860 | WINTER Jonathan Marc Edward | |
| BRK937 | DALEY Jemma | |
| BSD846 | SHUTE Alexander Paul | |
| BSZ395 | DOWLER Joseph Toby | |
| BSZ783 | LAM David Wei Yan | |
| BTB083 | GOLLOP TATUM OLIVIA | |
| BTJ427 | SCHENK Samuel Dylan | |
| BTY723 | VOYCE Luke David | |
| BUS468 | TANG Yuen-Po | 鄧元甫 |
| BUZ257 | LOPEZ Miguel Zechariah | |
| BVF820 | WILLIAMS Mark | |
| BVI217 | WOODHEAD Christopher James | |
| BVT952 | HART Kevin | |
| BVZ229 | PURVIS Michael Jeremy | |
| BXL345 | GALICHON Herve Louis Jean Denis Marie | |
| BXX716 | HEWITT Alexander Jack Anthony |