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LIU Ke

劉科
CE BEZ142Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Ke (CE number BEZ142) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBooming Asset Management Limited
博明資產管理有限公司

Licence Record (6)

2023-02-02 – present Current
Booming Asset Management Limited RO
RA 1 RA 4 RA 9
2019-09-27 – 2026-03-10
Booming Asset Management Limited Rep
RA 4 RA 9
2018-06-25 – 2019-09-15
Sheng Yuan Securities Limited Rep
RA 1 RA 2
2018-06-25 – 2019-09-15
Sheng Yuan Asset Management Limited Rep
RA 4 RA 9
2015-06-25 – 2018-02-16
Chief Commodities Limited Rep
RA 2
2015-02-13 – 2018-02-16
Chief Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEZ142