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LIN Zhen

林楨
CE BEW966Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Zhen (CE number BEW966) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Harbour International Capital Limited
中灣國際融資有限公司
RepresentativeChina Harbour International Securities Limited
中灣國際證券有限公司

Licence Record (9)

2025-02-07 – present Current
China Harbour International Securities Limited Rep
RA 1
2024-02-05 – present Current
China Harbour International Capital Limited RO
RA 6
2020-07-13 – 2022-01-30
Hong Kong International Capital Management Limited RO
RA 6
2019-12-09 – 2020-07-13
Hong Kong International Capital Management Limited Rep
RA 6
2016-10-28 – 2019-07-16
Dakin Capital Limited Rep
RA 6
2015-10-02 – 2016-10-21
Arta Global Markets Limited Rep
RA 1
2015-10-02 – 2016-10-21
Arta Corporate Advisory Limited Rep
RA 6
2015-01-30 – 2015-08-14
Southwest Securities (HK) Brokerage Limited Rep
RA 1
2015-01-30 – 2015-08-14
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEW966