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ZHOU Fei

周霏
CE BEM286Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Fei (CE number BEM286) is an individual licensed by the Hong Kong SFC. First licensed on 2014-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCMB International Capital Limited
招銀國際融資有限公司
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司

Licence Record (8)

2022-11-08 – present Current
CMB International Global Markets Limited RO
RA 1
2022-11-08 – present Current
CMB International Securities Limited RO
RA 1
2021-12-06 – present Current
CMB International Capital Limited RO
RA 1 RA 6
2022-06-17 – 2022-11-08
CMB International Global Markets Limited Rep
RA 1
2019-08-23 – 2022-11-08
CMB International Securities Limited Rep
RA 1
2019-04-23 – 2021-12-06
CMB International Capital Limited Rep
RA 1 RA 6
2018-09-14 – 2019-03-01
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2014-11-24 – 2017-07-14
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEM286