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CHAN Kwan Yau

陳崑游
CE BEG058Licensed IndividualSFO licence active
Official SFC record

CHAN Kwan Yau (CE number BEG058) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (2)

2022-10-06 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 4 RA 5 RA 9
2014-09-30 – 2022-09-23
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEG058