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SHI Yi

施怡
CE BEE792Licensed IndividualSFO licence active
Official SFC record

SHI Yi (CE number BEE792) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMB International Capital Limited
招銀國際融資有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (5)

2025-04-17 – present Current
CMB International Securities Limited Rep
RA 1
2018-07-12 – present Current
CMB International Capital Limited Rep
RA 1 RA 6
2016-01-05 – 2018-06-14
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2014-09-19 – 2015-03-31
Macquarie Capital Limited Rep
RA 1 RA 6
2014-09-19 – 2015-03-31
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEE792