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YANG Xi

楊曦
CE BEB071Licensed IndividualSFO licence active
Official SFC record

YANG Xi (CE number BEB071) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEnhanced Investment Products Limited
易亞投資管理有限公司

Licence Record (4)

2023-09-18 – present Current
Enhanced Investment Products Limited Rep
RA 4 RA 5 RA 9
2017-10-03 – 2023-08-31
KGI Asia Limited Rep
RA 1 RA 4
2016-08-17 – 2017-10-02
KGI Asia Limited Rep
RA 1 RA 4
2014-08-25 – 2016-05-20
Barclays Capital Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEB071