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NGO Hiu Fung

敖曉風
CE BDX181Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NGO Hiu Fung (CE number BDX181) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWest Bull Securities Limited
西牛證券有限公司
RepresentativeWest Bull Securities Limited
西牛證券有限公司

Licence Record (7)

2021-08-27 – present Current
West Bull Securities Limited RO
RA 4 RA 9
2021-06-22 – present Current
West Bull Securities Limited Rep
RA 1 RA 4 RA 9
2019-08-06 – 2021-03-04
SBI China Capital Asset Management Limited Rep
RA 9
2019-08-06 – 2021-05-31
SBI China Capital Asset Management Limited RO
RA 4 RA 9
2018-11-20 – 2021-05-31
SBI China Capital Financial Services Limited Rep
RA 1 RA 4 RA 9
2016-09-07 – 2016-11-11
Bright Fund Management Limited Rep
RA 1 RA 4 RA 9
2014-08-25 – 2016-08-04
Quam Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDX181