HUNG Ka Wing, Jimson

洪嘉榮

CE BDV934Licensed IndividualResponsible OfficerSFO licence active

HUNG Ka Wing, Jimson (CE number BDV934) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
Representative	Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

Licence Record (11)

2024-05-24 – present Current

Yuanta Securities (Hong Kong) Company Limited RO

RA 1

2024-03-07 – present Current

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

2023-09-12 – 2024-02-14

uSmart Securities Limited RO

RA 1

2023-09-07 – 2023-09-12

uSmart Securities Limited Rep

RA 1

2021-11-18 – 2023-08-11

Caitong International Securities Co., Limited RO

RA 1

2018-10-16 – 2023-08-11

Caitong International Securities Co., Limited Rep

RA 1 RA 4

2016-10-24 – 2018-09-07

Orient Securities (Hong Kong) Limited Rep

RA 1

2016-10-24 – 2018-09-07

Orient Futures (Hong Kong) Limited Rep

RA 2

2015-08-19 – 2016-09-23

Yue Xiu Securities Company Limited Rep

RA 1

2015-08-19 – 2016-09-23

Yue Xiu Futures Company Limited Rep

RA 2

2014-07-25 – 2014-08-28

Chief Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDV934