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CHOY Sze Wai

蔡思慧
CE BDM840Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOY Sze Wai (CE number BDM840) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTheia Securities Limited
遠源證券有限公司
RepresentativeTheia Securities Limited
遠源證券有限公司

Licence Record (11)

2025-03-04 – present Current
Theia Securities Limited RO
RA 1 RA 4
2024-02-08 – present Current
Theia Securities Limited Rep
RA 1 RA 4 RA 9
2019-05-21 – 2023-12-12
Quam Securities Limited Rep
RA 1
2018-12-18 – 2019-01-15
Eddid Securities and Futures Limited Rep
RA 1
2018-07-18 – 2018-11-16
Lion Global Financial Limited Rep
RA 1
2017-10-31 – 2018-05-08
Marketsense Securities Limited Rep
RA 1
2017-09-21 – 2017-10-09
Yunfeng Financial Markets Limited Rep
RA 1
2017-09-21 – 2017-10-09
Yunfeng Securities Limited Rep
RA 1
2017-08-11 – 2017-08-11
Frontier Capital Management Limited Rep
RA 1
2014-05-30 – 2017-07-05
MIB Securities (Hong Kong) Limited Rep
RA 1
2014-05-30 – 2017-07-05
MIB Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDM840